Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (6 Oct 2017 to 8 Jul 2023)
    • [FCA CF] Client dealing (6 Oct 2017 to 8 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 13 Feb 2008)
    • CF21 Investment Adviser (7 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jul 2003 to 7 Oct 2004)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (6 Oct 2017 to 8 Jul 2023)
    • [FCA CF] Client dealing (6 Oct 2017 to 8 Jul 2023)
  • Liquidity Finance LLP (no longer approved here)

    FRN 492769

    • CF30 Customer (1 May 2013 to 1 Jul 2017)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 8 May 2013)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 8 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.