Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (6 Oct 2017 to 8 Jul 2023)
- [FCA CF] Client dealing (6 Oct 2017 to 8 Jul 2023)
- CF30 Customer (1 Nov 2007 to 13 Feb 2008)
- CF21 Investment Adviser (7 Oct 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Jul 2003 to 7 Oct 2004)
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- [FCA CF] Manager of certification employee (6 Oct 2017 to 8 Jul 2023)
- [FCA CF] Client dealing (6 Oct 2017 to 8 Jul 2023)
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- CF30 Customer (1 May 2013 to 1 Jul 2017)
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- CF30 Customer (11 Apr 2013 to 8 May 2013)
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- CF30 Customer (21 Mar 2013 to 8 May 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.