Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Feb 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Oct 2015 to 8 Dec 2019)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (21 Sep 2010 to 1 Aug 2015)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 30 Jul 2010)
    • CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 30 Jul 2010)
    • CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (20 Aug 2002 to 6 Nov 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.