Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Liquidity Finance LLP
FRN 492769
- [FCA CF] Client dealing (since 1 Feb 2023)
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The Seaport Group Europe LLP
FRN 526965
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Oct 2015 to 8 Dec 2019)
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- CF30 Customer (21 Sep 2010 to 1 Aug 2015)
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- CF30 Customer (1 Nov 2007 to 30 Jul 2010)
- CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 30 Jul 2010)
- CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (20 Aug 2002 to 6 Nov 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.