Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (12 Aug 2022 to 1 Sep 2023)
    • [FCA CF] Client dealing (19 Jul 2022 to 1 Sep 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (12 Aug 2022 to 1 Sep 2023)
    • [FCA CF] Client dealing (19 Jul 2022 to 1 Sep 2023)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (19 Jul 2022 to 1 Sep 2023)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (26 Apr 2021 to 31 Dec 2021)
    • [FCA CF] Client dealing (26 Apr 2021 to 31 Dec 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (21 Apr 2021 to 31 Dec 2021)
    • [FCA CF] Material risk taker (21 Apr 2021 to 31 Dec 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (15 Oct 2019 to 30 Sep 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (5 Jul 2018 to 6 Feb 2019)
    • [FCA CF] Client dealing (5 Jul 2018 to 6 Feb 2019)
    • [FCA CF] Material risk taker (1 Apr 2018 to 31 Mar 2019)
  • Liquidity Finance LLP (no longer approved here)

    FRN 492769

    • CF30 Customer (19 Jun 2014 to 11 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.