Liquidity Finance LLP

• Principal Place of Business

  Charles House

  5-11 Regent Street

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402078562580

  Web

  https://www.seaportglobal.com

• Complaints Contact

  Charles House

  5-11 Regent Street

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442078562581

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julien Quach

  IRN JXQ00027

  • [FCA CF] Client dealing (29 Jul 2021 to 30 Apr 2024)
• Kristi Berge

  IRN KXB01265

  • CF30 Customer (18 Aug 2009 to 25 Jan 2010)
• Lars Hinrich Timmann

  IRN LHT01010

  • [FCA CF] Client dealing (12 Dec 2019 to 19 Aug 2024)
  • CF30 Customer (30 May 2018 to 8 Dec 2019)
• Marina Ryabokon

  IRN MXR02086

  • CF30 Customer (23 Jan 2013 to 6 Feb 2014)
• Matthew David Robbins

  IRN MDR01065

  • CF30 Customer (22 Aug 2017 to 28 Jun 2018)
• Meryem Kessler

  IRN MAM01095

  • CF30 Customer (16 Feb 2010 to 5 Nov 2013)
• Michael Edward Tambling

  IRN MET01027

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Sep 2023)
  • CF30 Customer (24 Oct 2014 to 8 Dec 2019)
• Michael Robert Wheeler

  IRN MXW01743

  • CF30 Customer (10 Oct 2017 to 29 Jun 2018)
• Nicholas Paul Dunkley

  IRN NPD01035

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Aug 2024)
  • CF30 Customer (23 Jan 2014 to 8 Dec 2019)
• Nirannjan Chander Khiani

  IRN NCK01027

  • CF30 Customer (7 Jan 2015 to 8 Dec 2019)

No changes recorded yet.