Michael Robert Wheeler

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NatWest Markets Plc (no longer approved here)
FRN 121882
- [FCA CF] Client dealing (9 Jan 2019 to 2 Jul 2019)
Liquidity Finance LLP (no longer approved here)
FRN 492769
- CF30 Customer (10 Oct 2017 to 29 Jun 2018)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- CF30 Customer (3 Oct 2013 to 30 Jun 2015)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (7 Jan 2013 to 30 Jun 2015)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (30 Oct 2009 to 16 Oct 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.