Liquidity Finance LLP

• Principal Place of Business

  Charles House

  5-11 Regent Street

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402078562580

  Web

  https://www.seaportglobal.com

• Complaints Contact

  Charles House

  5-11 Regent Street

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442078562581

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nirannjan Khiani

  IRN NXK00138

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Aug 2024)
• Patrik Mattias Jernmark

  IRN PMJ01035

  • CF30 Customer (22 Feb 2018 to 16 Apr 2019)
• Rahul Sharma

  IRN RXS00786

  • [FCA CF] Client dealing (29 Nov 2022 to 19 Jun 2025)
• Robert MacDonald

  IRN RXM02460

  • SMF27 Partner (9 Dec 2019 to 30 Apr 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2024)
  • CF4 Partner (14 Apr 2014 to 8 Dec 2019)
• Russell Bennett

  IRN RXB00519

  • [FCA CF] Client dealing (1 Jan 2021 to 30 Apr 2024)
• Sergiy Skoryk

  IRN SAS01098

  • CF30 Customer (18 Jun 2014 to 7 Nov 2017)
• Simon Cottrall

  IRN SNC01039

  • [FCA CF] Client dealing (15 Mar 2022 to 20 Jun 2024)
• Simon Thomas William Livesey

  IRN STL01014

  • CF30 Customer (6 Sep 2016 to 23 May 2017)
• Svetlana Sanschagrin

  IRN SXS02207

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [PRA CF] Key function holder (9 Dec 2019 to 30 Jun 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2024)
  • CF10 Compliance Oversight (20 Jul 2015 to 8 Dec 2019)
  • CF30 Customer (18 Jun 2014 to 8 Dec 2019)

No changes recorded yet.