Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (3 Nov 2025 to 13 Mar 2026)
  • Britannia Global Investments Limited (no longer approved here)

    FRN 739949

    • [FCA CF] Client dealing (1 Aug 2025 to 15 Sep 2025)
  • BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)

    FRN 114159

    • [FCA CF] Material risk taker (15 Mar 2024 to 2 Jun 2025)
    • [FCA CF] Manager of certification employee (21 Dec 2023 to 2 Jun 2025)
    • [FCA CF] Proprietary trader (21 Dec 2023 to 2 Jun 2025)
    • [FCA CF] Client dealing (19 Jul 2021 to 2 Jun 2025)
  • Liquidity Finance LLP (no longer approved here)

    FRN 492769

    • CF30 Customer (18 Jun 2014 to 7 Nov 2017)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (17 Jan 2012 to 27 Mar 2014)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (24 Sep 2009 to 3 Feb 2010)
    • CF26 Customer Trading (20 Nov 2003 to 31 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.