Legal and General Assurance (Pensions Management) Limited

• Principal Place of Business

  Legal & General Investment Management

  1 Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031243000

  Web

  https://www.lgim.com

• Complaints Contact

  Legal & General Investment Management

  1 Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031243000

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Dan Attwood

  IRN DXA46678

  • [FCA CF] Material risk taker (1 Jun 2020 to 18 Mar 2024)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jun 2020 to 18 Mar 2024)
• Danica Kerbelker

  IRN DXK00151

  • [FCA CF] Client dealing (25 Oct 2024 to 3 Feb 2025)
• Danny Frost

  IRN DXF01631

  • [FCA CF] Material risk taker (1 Jan 2024 to 5 Jul 2024)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2024 to 5 Jul 2024)
• David Duckitt

  IRN DXD14330

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
• David Philip Emes

  IRN DPE01011

  • [FCA CF] Client dealing (3 Jan 2024 to 20 Feb 2024)
• David Rough

  IRN DXR01239

  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2001)
  • CF1 Director (1 Dec 2001 to 31 Dec 2001)
• David Valentine

  IRN DXV01057

  • CF29 Significant management (1 Nov 2007 to 31 Dec 2012)
  • CF20 Significant Mgt (Settlements) (10 Nov 2004 to 31 Oct 2007)
• David Whitehead

  IRN RDW01078

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
• David William Price

  IRN DWP01063

  • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
  • CF14 Risk Assessment (30 Oct 2007 to 31 Oct 2007)
• Debbie Matthews

  IRN DXM46680

  • [FCA CF] Material risk taker (17 Mar 2021 to 5 Jul 2021)
  • [FCA CF] Significant management (10 Dec 2018 to 9 Dec 2019)
  • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 17 Mar 2021)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 31 Mar 2021)

No changes recorded yet.