David Valentine

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRUE BEARING LIMITED

    FRN 486512

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 7 Oct 2024)
    • [FCA CF] Manager of certification employee (since 12 Jul 2023)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Manager of certification employee (7 Jun 2021 to 5 Jul 2021)
    • [FCA CF] Client dealing (21 Jan 2021 to 7 Jun 2021)
    • [FCA CF] Functions requiring qualifications (21 Jan 2021 to 7 Jun 2021)
  • Legal and General Assurance (Pensions Management) Limited (no longer approved here)

    FRN 202202

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2012)
    • CF20 Significant Mgt (Settlements) (10 Nov 2004 to 31 Oct 2007)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • CF20 Significant Mgt (Settlements) (6 Sep 2004 to 10 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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