Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (17 Mar 2021 to 5 Jul 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 17 Mar 2021)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 31 Mar 2021)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Material risk taker (9 Mar 2021 to 5 Jul 2021)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Material risk taker (9 Mar 2021 to 5 Jul 2021)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 31 Mar 2021)
  • LGIM Real Assets (Operator) Limited (no longer approved here)

    FRN 447041

    • [FCA CF] Manager of certification employee (1 Apr 2020 to 31 Mar 2021)
    • [FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 31 Mar 2021)
    • [PRA CF] Managing a material risk taker (10 Dec 2018 to 31 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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