Legal and General Assurance (Pensions Management) Limited

• Principal Place of Business

  Legal & General Investment Management

  1 Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031243000

  Web

  https://www.lgim.com

• Complaints Contact

  Legal & General Investment Management

  1 Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031243000

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Derek Gilby

  IRN DXG67403

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2022)
• Derrick Hastie

  IRN DXH00274

  • SMF24 Chief Operations (since 23 Mar 2026)
  • [PRA CF] Key function holder (since 15 Mar 2021)
  • SMF18 Other Overall Responsibility (29 Apr 2021 to 23 Mar 2026)
• Devaangi Jolly

  IRN DXJ00032

  • [FCA CF] Client dealing (25 Jun 2020 to 1 Jan 2022)
• Diana Susan Miller

  IRN DSM01050

  • CF10 Compliance Oversight (1 Dec 2001 to 30 Nov 2006)
• Diane Gibbs

  IRN DXG00370

  • [PRA CF] Significant risk taker or Material risk taker (11 May 2023 to 6 Feb 2026)
  • [FCA CF] Material risk taker (11 May 2023 to 6 Feb 2026)
  • [PRA CF] Managing a material risk taker (1 May 2023 to 6 Feb 2026)
  • [FCA CF] Manager of certification employee (6 May 2022 to 6 Feb 2026)
• Domenic Costanza

  IRN DXC67402

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Feb 2020)
• Dylan Hughes

  IRN DXH01622

  • [PRA CF] Significant risk taker or Material risk taker (20 Oct 2020 to 9 Feb 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jan 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 9 Feb 2021)
• Edward Majewski

  IRN EXM18991

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
• Emma Elizabeth Douglas

  IRN EED01005

  • SMF3 Executive Director (5 Nov 2020 to 4 May 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 May 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Nov 2020)
  • [PRA CF] Key function holder (10 Dec 2018 to 4 May 2021)
• Emma Hardaker-Jones

  IRN EXH08776

  • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 12 May 2021)

No changes recorded yet.