Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2021)
- CF2 Non Executive Director (12 Nov 2012 to 8 Dec 2019)
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- SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Jan 2025)
- CF2 Non Executive Director (19 Apr 2018 to 8 Dec 2019)
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- SMF10 Chair of the Risk Committee (9 Dec 2019 to 20 Sep 2021)
- SMF11 Chair of the Audit Committee (9 Dec 2019 to 20 Sep 2021)
- SMF14 Senior Independent Director (9 Dec 2019 to 20 Sep 2021)
- CF2 Non Executive Director (7 Oct 2011 to 8 Dec 2019)
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- SMF14 Senior Independent Director (9 Dec 2019 to 8 Sep 2025)
- SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Dec 2025)
- SMF11 Chair of the Audit Committee (9 Dec 2019 to 31 Dec 2025)
- CF2 Non Executive Director (26 Jun 2017 to 8 Dec 2019)
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- SMF14 Senior Independent Director (10 Dec 2018 to 31 Dec 2019)
- SIMF14 Senior Independent Director (25 Nov 2016 to 9 Dec 2018)
- SIMF10 Chair of the Risk Committee (7 Mar 2016 to 14 Oct 2016)
- CF2 Non Executive Director (21 May 2015 to 6 Mar 2016)
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- SMF14 Senior Independent Director (10 Dec 2018 to 31 Dec 2019)
- SIMF14 Senior Independent Director (6 Nov 2018 to 9 Dec 2018)
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- CF2 Non Executive Director (8 Nov 2016 to 8 Sep 2017)
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- CF2 Non Executive Director (7 Apr 2011 to 6 Mar 2016)
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- CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2010)
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- CF10 Compliance Oversight (1 Dec 2001 to 30 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.