Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (since 1 Apr 2020)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (21 May 2014 to 8 Dec 2019)
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- [PRA CF] Significant risk taker or Material risk taker (20 Oct 2020 to 9 Feb 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jan 2023)
- [FCA CF] Significant management (9 Dec 2019 to 9 Feb 2021)
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- CF30 Customer (1 Dec 2009 to 19 Jul 2013)
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- CF30 Customer (1 Dec 2009 to 19 Jul 2013)
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- CF30 Customer (24 Nov 2008 to 19 Jul 2013)
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- CF30 Customer (1 Nov 2007 to 19 Jul 2013)
- CF27 Investment Management (29 Mar 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.