Legal and General Assurance (Pensions Management) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Manages Insurance Policies
For All, Life and annuity, Linked long-term, Pension fund management
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Issues Insurance
For All, Life and annuity, Linked long-term, Pension fund management
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Emma McLean
IRN EXM01520
- [FCA CF] Client dealing (13 Nov 2023 to 20 Feb 2024)
- [FCA CF] Manager of certification employee (11 May 2021 to 24 Oct 2022)
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Eric Bernard Collinet-Adler
IRN EBA01001
- SMF7 Group Entity Senior Manager (since 3 Feb 2025)
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Fergus Patrick Macfarlane
IRN FXM00013
- [FCA CF] Client dealing (22 Sep 2020 to 1 Nov 2022)
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Freddie Robert John Coleman
IRN FXC67401
- [FCA CF] Manager of certification employee (24 Oct 2022 to 20 Jan 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2019)
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Garvan O'Neill
IRN GNO01004
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 12 May 2021)
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Gary Barr
IRN GXB00181
- [PRA CF] Significant risk taker or Material risk taker (12 May 2021 to 26 Jan 2026)
- [FCA CF] Material risk taker (12 May 2021 to 26 Jan 2026)
- [FCA CF] Significant management (5 Feb 2021 to 26 Jan 2026)
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Gemma Louise Rochford
IRN GLR01015
- [FCA CF] Client dealing (11 May 2021 to 20 Jan 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jan 2023)
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George Wheeler
IRN GXW00208
- [FCA CF] Client dealing (11 May 2021 to 22 Sep 2022)
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Grace Elanor Stevens
IRN GXS42960
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 12 May 2021)
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Graham Moles
IRN GJM01224
- [FCA CF] Manager of certification employee (10 Dec 2019 to 12 Jul 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2021)
- [PRA CF] Managing a material risk taker (10 Dec 2018 to 31 Aug 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.