Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (since 2 Mar 2026)
- SMF3 Executive Director (3 Feb 2025 to 14 Oct 2025)
- SMF9 Chair of the Governing Body (3 Feb 2025 to 14 Oct 2025)
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Pemberton Capital Advisors LLP
FRN 561640
- Director of firm who is not a certification employee or a SMF manager (since 6 Mar 2025)
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- SMF7 Group Entity Senior Manager (since 3 Feb 2025)
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- SMF7 Group Entity Senior Manager (since 3 Feb 2025)
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- CF30 Customer (22 Jul 2014 to 8 Dec 2019)
- CF29 Significant management (22 Jul 2014 to 8 Dec 2019)
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- CF29 Significant management (9 May 2013 to 8 Dec 2019)
- CF30 Customer (14 Dec 2010 to 8 Dec 2019)
- CF1 Director (14 Jul 2010 to 29 Apr 2013)
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- CF21 Investment Adviser (10 Apr 2003 to 6 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.