Legal and General Assurance (Pensions Management) Limited

• Principal Place of Business

  Legal & General Investment Management

  1 Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031243000

  Web

  https://www.lgim.com

• Complaints Contact

  Legal & General Investment Management

  1 Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031243000

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Harry Beckett

  IRN HXB67399

  • [FCA CF] Client dealing (11 May 2021 to 12 May 2021)
• Helen Amanda Roughsedge

  IRN HAR01015

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
• Helen Axford

  IRN HXA67398

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Apr 2023)
• Honor Solomon

  IRN HJT01020

  • [PRA CF] Managing a material risk taker (1 Apr 2021 to 11 Oct 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 17 Mar 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Oct 2021)
• Hugh Peter Bartholomew Cutler

  IRN HPC01002

  • CF1 Director (25 Jul 2013 to 24 Apr 2014)
• Hywel Stuart Ford

  IRN HXF00085

  • [FCA CF] Client dealing (13 Jan 2023 to 20 Jan 2023)
• Iain Simpson

  IRN IXS00084

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
• Ian Williams

  IRN IXW42994

  • [FCA CF] Material risk taker (17 Mar 2021 to 20 Jan 2022)
• James Crossley

  IRN JXC00333

  • [FCA CF] Manager of certification employee (13 May 2020 to 9 Jan 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2022)
• James Hayes

  IRN JNH01069

  • [FCA CF] Manager of certification employee (3 Mar 2022 to 20 Jan 2023)
  • [FCA CF] Client dealing (11 May 2021 to 20 Jan 2023)

No changes recorded yet.