James Crossley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- [FCA CF] Client dealing (1 Nov 2022 to 1 Aug 2024)
- [FCA CF] Manager of certification employee (1 Nov 2022 to 2 Jul 2024)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- SMF18 Other Overall Responsibility (1 Feb 2022 to 1 Aug 2024)
- [FCA CF] Manager of certification employee (1 Apr 2020 to 13 May 2020)
Legal and General Assurance (Pensions Management) Limited (no longer approved here)
FRN 202202
- [FCA CF] Manager of certification employee (13 May 2020 to 9 Jan 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.