Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 11 May 2020)
- SMF1 Chief Executive (9 Dec 2019 to 11 May 2020)
- CF1 Director (24 Mar 2017 to 8 Dec 2019)
- CF30 Customer (24 Mar 2017 to 8 Dec 2019)
- CF3 Chief Executive (24 Mar 2017 to 8 Dec 2019)
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- CF30 Customer (21 May 2014 to 16 Dec 2016)
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- CF1 Director (25 Jul 2013 to 24 Apr 2014)
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- CF1 Director (21 May 2013 to 24 Apr 2014)
- CF29 Significant management (21 Oct 2009 to 24 Apr 2014)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2008)
- CF29 Significant management (1 Nov 2007 to 9 Jul 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (27 Jun 2006 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.