Sculptor Capital Management Europe Limited

• Principal Place of Business

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402077584400

  Web

  https://www.sculptor.com

• Complaints Contact

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402077584400

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adam Steven Man

  IRN ASM01258

  • CF30 Customer (18 May 2018 to 8 Dec 2019)
• Adrian Alexander Colberg

  IRN AAC01062

  • CF30 Customer (8 Nov 2013 to 26 May 2016)
• Adrian Ing-Chie Smeaton Croxson

  IRN AIC01009

  • CF3 Chief Executive (29 Nov 2016 to 6 Feb 2019)
  • CF1 Director (29 Nov 2016 to 6 Feb 2019)
  • CF30 Customer (21 Aug 2009 to 6 Feb 2019)
  • CF27 Investment Management (10 Aug 2004 to 21 Feb 2007)
• Alina Epifantseva

  IRN AXE10937

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2023)
  • CF30 Customer (4 Feb 2019 to 8 Dec 2019)
• Alistar Robert Graham

  IRN ARG01091

  • CF27 Investment Management (11 Aug 2004 to 23 Jul 2006)
• Anand Deepak Shah

  IRN ADS01133

  • CF27 Investment Management (9 Nov 2005 to 21 Feb 2007)
• Andrew Douglas Dickson

  IRN AXD01382

  • CF27 Investment Management (21 Mar 2002 to 15 Jul 2003)
• Andrew James Halton

  IRN AXH01218

  • SMF16 Compliance Oversight (since 10 Mar 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Mar 2025)
• Andrew Joshua Frank

  IRN AJF01217

  • CF1 Director (28 Mar 2013 to 15 Sep 2015)
  • CF3 Chief Executive (28 Mar 2013 to 15 Sep 2015)
  • CF10 Compliance Oversight (16 Apr 2009 to 22 Mar 2013)
  • CF11 Money Laundering Reporting (16 Apr 2009 to 22 Mar 2013)
• Andrew Paradis

  IRN AXP00256

  • [FCA CF] Client dealing (since 5 Oct 2020)

• Sculptor Capital LP, London Branch

  FRN 980289 · Appointed 3 Aug 2022

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