Legal and General Assurance (Pensions Management) Limited

• Principal Place of Business

  Legal & General Investment Management

  1 Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031243000

  Web

  https://www.lgim.com

• Complaints Contact

  Legal & General Investment Management

  1 Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031243000

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• James Kinsley

  IRN JXK67405

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2019)
• James Sparshott

  IRN JRS01329

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jan 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
• Janet Irene Carey

  IRN JIC01016

  • CF11 Money Laundering Reporting (1 Dec 2001 to 25 Jul 2003)
  • CF10 Compliance Oversight (1 Dec 2001 to 25 Jul 2003)
• Janine Caley

  IRN JXC00661

  • [FCA CF] Material risk taker (6 Jul 2022 to 11 Jul 2025)
  • [PRA CF] Significant risk taker or Material risk taker (6 Jul 2022 to 11 Jul 2025)
• Jas Chahal

  IRN JXC02638

  • [FCA CF] Manager of certification employee (22 Mar 2021 to 13 Jan 2022)
  • [FCA CF] Client dealing (25 Jun 2020 to 1 Nov 2022)
• Jason Cule

  IRN JLC01163

  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 19 Mar 2025)
  • [PRA CF] Key function holder (10 Dec 2018 to 19 Mar 2025)
  • CF11 Money Laundering Reporting (2 Jun 2015 to 9 Dec 2018)
• Jayesh Patel

  IRN JXP01793

  • [FCA CF] Manager of certification employee (since 11 Mar 2025)
• Jeff Davies

  IRN SJD01350

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 4 Dec 2025)
  • SIMF7 Group Entity Senior Insurance Manager Function (1 Apr 2017 to 9 Dec 2018)
• Jesal Mistry

  IRN JXM02678

  • [FCA CF] Material risk taker (since 14 Feb 2025)
• Jessica Townley

  IRN JXT67411

  • [PRA CF] Significant risk taker or Material risk taker (1 May 2023 to 18 Mar 2024)
  • [FCA CF] Material risk taker (1 May 2023 to 18 Mar 2024)
  • [FCA CF] Manager of certification employee (11 May 2021 to 31 May 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)

No changes recorded yet.