Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Manager of certification employee (13 May 2024 to 31 May 2024)
    • [FCA CF] Material risk taker (1 May 2023 to 18 Mar 2024)
    • [FCA CF] Client dealing (11 May 2021 to 31 May 2024)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Manager of certification employee (13 May 2024 to 31 May 2024)
    • [FCA CF] Material risk taker (1 May 2023 to 18 Mar 2024)
    • [FCA CF] Material risk taker (1 May 2023 to 18 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 May 2023 to 18 Mar 2024)
    • [FCA CF] Manager of certification employee (11 May 2021 to 31 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
  • LGIM Real Assets (Operator) Limited (no longer approved here)

    FRN 447041

    • [FCA CF] Material risk taker (1 May 2023 to 18 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.