Legal and General Assurance (Pensions Management) Limited

• Principal Place of Business

  Legal & General Investment Management

  1 Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031243000

  Web

  https://www.lgim.com

• Complaints Contact

  Legal & General Investment Management

  1 Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031243000

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Jo McCaffrey

  IRN JXM00999

  • [PRA CF] Key function holder (since 8 Jul 2025)
  • SMF18 Other Overall Responsibility (since 8 Jul 2025)
  • [FCA CF] Material risk taker (3 Feb 2025 to 8 Jul 2025)
• John Bernard Bridges

  IRN JBB01041

  • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Mar 2021)
  • [FCA CF] Significant management (10 Dec 2018 to 31 Mar 2021)
  • CF29 Significant management (9 Sep 2015 to 9 Dec 2018)
• John Craven

  IRN AJC01566

  • [PRA CF] Significant risk taker or Material risk taker (since 22 Jun 2023)
  • [FCA CF] Material risk taker (since 22 Jun 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Mar 2024)
  • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 18 Mar 2024)
• John Lyons

  IRN JXL00112

  • [PRA CF] Significant risk taker or Material risk taker (3 Jul 2024 to 13 Dec 2024)
  • [FCA CF] Material risk taker (3 Jul 2024 to 13 Dec 2024)
• John Oliver Frank Kingman

  IRN JOK01007

  • SMF7 Group Entity Senior Manager (18 Jun 2019 to 30 Jul 2019)
• John Savage

  IRN JXS00265

  • [FCA CF] Manager of certification employee (since 8 Jan 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 26 Nov 2020)
  • [FCA CF] Material risk taker (since 26 Nov 2020)
  • [FCA CF] Manager of certification employee (18 Nov 2021 to 9 Aug 2023)
• John William Roe

  IRN JWR01077

  • CF1 Director (15 Mar 2013 to 7 Nov 2016)
• John William Yorke Adlam

  IRN JWA01050

  • CF28 Systems and controls (1 Nov 2007 to 30 Jul 2013)
  • CF15 Internal Audit (7 Sep 2007 to 31 Oct 2007)
• Jon David Loach

  IRN JDL01107

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Aug 2022)
• Jonathan Cole

  IRN JXC78357

  • SMF16 Compliance Oversight (since 2 Jan 2024)
  • [PRA CF] Key function holder (since 2 Jan 2024)

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