Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGGP MANAGEMENT LIMITED
FRN 793552
- [FCA CF] Material risk taker (since 20 Aug 2024)
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- SMF7 Group Entity Senior Manager (since 2 Jan 2024)
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- SMF7 Group Entity Senior Manager (since 2 Jan 2024)
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- SMF16 Compliance Oversight (since 2 Jan 2024)
- [PRA CF] Key function holder (since 2 Jan 2024)
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LGIM Real Assets (Operator) Limited
FRN 447041
- [FCA CF] Material risk taker (since 2 Jan 2024)
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- SMF16 Compliance Oversight (31 Mar 2022 to 16 Dec 2023)
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- SMF17 Money Laundering Reporting Officer (MLRO) (22 Dec 2021 to 31 Mar 2022)
- SMF16 Compliance Oversight (22 Jun 2021 to 16 Dec 2023)
- [FCA CF] Material risk taker (6 Oct 2020 to 6 Jul 2021)
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- SMF17 Money Laundering Reporting Officer (MLRO) (22 Dec 2021 to 31 Mar 2022)
- SMF16 Compliance Oversight (22 Jun 2021 to 16 Dec 2023)
- [FCA CF] Manager of certification employee (6 Oct 2020 to 6 Jul 2021)
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- SMF16 Compliance Oversight (22 Jun 2021 to 16 Dec 2023)
- [FCA CF] Client dealing (6 Oct 2020 to 6 Jul 2021)
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- (228)SMF16 Compliance Oversight (22 Jun 2021 to 17 Oct 2023)
- (229)[FCA CF] Material risk taker (6 Oct 2020 to 6 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (228)SMF16 Compliance Oversight at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (229)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited