Legal and General Assurance (Pensions Management) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Manages Insurance Policies
For All, Life and annuity, Linked long-term, Pension fund management
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Issues Insurance
For All, Life and annuity, Linked long-term, Pension fund management
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jonathan Peppiatt
IRN JXP16738
- [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
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Joshua William Wood
IRN JXW67413
- [FCA CF] Client dealing (11 May 2021 to 17 Aug 2022)
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Justin Browne
IRN JCB01246
- SMF20 Chief Actuary (since 10 Dec 2018)
- [PRA CF] Key function holder (since 10 Dec 2018)
- SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (26 Oct 2011 to 6 Mar 2016)
- CF12 Actuarial (14 Apr 2011 to 6 Mar 2016)
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KATHERINE MORERE RUTH LAURENSON
IRN KML01066
- [FCA CF] Manager of certification employee (20 Jan 2022 to 1 Nov 2022)
- [FCA CF] Client dealing (1 Aug 2021 to 1 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (18 Mar 2021 to 12 May 2021)
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Karen Scott
IRN KXS00839
- [PRA CF] Significant risk taker or Material risk taker (since 2 Mar 2026)
- [FCA CF] Material risk taker (since 2 Mar 2026)
- SMF18 Other Overall Responsibility (since 11 Jul 2025)
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Karlson Lau
IRN KXL00178
- [FCA CF] Client dealing (17 Jan 2022 to 13 Dec 2022)
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Katharine Ann Photiou
IRN KAP00031
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 7 Oct 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Dec 2019)
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Kathryn Louise Margaret Fearnley
IRN KLB01062
- [FCA CF] Client dealing (18 May 2022 to 11 Jul 2022)
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Katie Louise Worgan
IRN KXD29321
- SMF7 Group Entity Senior Manager (since 17 Mar 2025)
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Kelly Lyn Spiteri
IRN KXS00201
- [FCA CF] Material risk taker (18 Jul 2022 to 31 Mar 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.