Katie Louise Worgan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legal and General Assurance Society Limited

    FRN 117659

    • SMF24 Chief Operations (since 17 Mar 2025)
    • [PRA CF] Key function holder (since 7 Mar 2025)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED

    FRN 119272

    • SMF7 Group Entity Senior Manager (since 17 Mar 2025)
  • Legal & General (Unit Trust Managers) Limited

    FRN 119273

    • SMF7 Group Entity Senior Manager (since 17 Mar 2025)
  • Legal and General Assurance (Pensions Management) Limited

    FRN 202202

    • SMF7 Group Entity Senior Manager (since 17 Mar 2025)
  • Legal & General Home Finance Limited

    FRN 303418

    • SMF7 Group Entity Senior Manager (since 17 Mar 2025)
  • THE MORTGAGE BUSINESS PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 304154

    • SMF9 Chair of the Governing Body (8 Mar 2024 to 30 Jan 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (17 Jul 2023 to 13 Mar 2025)
    • [PRA CF] Managing a material risk taker (17 Jul 2023 to 13 Mar 2025)
    • [FCA CF] Material risk taker (5 Jun 2023 to 13 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (5 Jun 2023 to 13 Mar 2025)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (17 Jul 2023 to 13 Mar 2025)
    • [PRA CF] Managing a material risk taker (17 Jul 2023 to 13 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (5 Jun 2023 to 13 Mar 2025)
    • [FCA CF] Material risk taker (5 Jun 2023 to 13 Mar 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (2 Dec 2022 to 23 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (13 Aug 2019 to 23 Jan 2023)
    • [PRA CF] Managing a material risk taker (12 Oct 2017 to 7 Nov 2017)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (2 Dec 2022 to 23 Jan 2023)
    • [PRA CF] Managing a material risk taker (23 Jul 2019 to 7 Aug 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 23 Jan 2023)
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