Legal and General Assurance (Pensions Management) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Manages Insurance Policies
For All, Life and annuity, Linked long-term, Pension fund management
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Issues Insurance
For All, Life and annuity, Linked long-term, Pension fund management
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kenny Gibb
IRN KXG00167
- [FCA CF] Client dealing (11 May 2021 to 22 Feb 2022)
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Kerrigan William Procter
IRN KXP01164
- CF29 Significant management (17 Feb 2011 to 23 Apr 2013)
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Kevin John Gregory
IRN KJG01047
- CF8 Apportionment and Oversight (22 Apr 2010 to 19 Aug 2011)
- CF1 Director (11 Nov 2002 to 4 Jul 2012)
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Kim James
IRN KXJ00093
- [PRA CF] Significant risk taker or Material risk taker (12 Apr 2021 to 22 Jul 2021)
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Kim Van Oers
IRN KXV01061
- [FCA CF] Client dealing (11 May 2021 to 20 Jan 2023)
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Kristian Drew
IRN KXD00218
- [FCA CF] Client dealing (25 Jan 2022 to 13 Dec 2022)
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Kurt Morriesen
IRN KXM00415
- [PRA CF] Significant risk taker or Material risk taker (16 Feb 2022 to 2 Mar 2023)
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Laura Jane
IRN LBJ01008
- [PRA CF] Key function holder (since 10 Dec 2018)
- SMF3 Executive Director (10 Dec 2018 to 20 Sep 2024)
- [FCA CF] Client dealing (10 Dec 2018 to 29 Apr 2025)
- CF1 Director (28 Nov 2018 to 9 Dec 2018)
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Laura Katharine Wade-Gery
IRN LKW00007
- SMF7 Group Entity Senior Manager (since 19 Feb 2024)
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Laura Mason
IRN CLM01124
- [FCA CF] Material risk taker (20 Aug 2024 to 1 Dec 2024)
- [PRA CF] Significant risk taker or Material risk taker (20 Aug 2024 to 1 Dec 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.