Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Prudential Pensions Limited
FRN 110434
- SMF18 Other Overall Responsibility (since 8 Jan 2025)
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The Prudential Assurance Company Limited
FRN 139793
- SMF18 Other Overall Responsibility (since 8 Jan 2025)
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- SMF7 Group Entity Senior Manager (10 Dec 2018 to 8 Jan 2020)
- SMF18 Other Overall Responsibility (10 Dec 2018 to 1 Jul 2021)
- SIMF7 Group Entity Senior Insurance Manager Function (2 Aug 2017 to 9 Dec 2018)
- CF1 Director (17 Jan 2014 to 2 Jun 2016)
- CF29 Significant management (12 Apr 2013 to 12 Feb 2014)
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- CF1 Director (18 Jan 2016 to 7 Dec 2017)
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- CF29 Significant management (17 Feb 2011 to 23 Apr 2013)
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- CF1 Director (17 May 2010 to 12 Sep 2013)
- CF30 Customer (1 Nov 2007 to 23 Apr 2013)
- CF27 Investment Management (6 Oct 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (6 Sep 2002 to 21 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.