Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 1 Jan 2026)
    • SMF1 Chief Executive (since 1 Jan 2026)
    • [PRA CF] Key function holder (since 19 Dec 2024)
    • SMF6 Head of Key Business Areas (19 Dec 2024 to 1 Jan 2026)
    • SMF18 Other Overall Responsibility (13 Oct 2021 to 12 Jun 2024)
    • SMF3 Executive Director (10 Dec 2018 to 13 Oct 2021)
    • [PRA CF] Key function holder (10 Dec 2018 to 12 Jun 2024)
    • CF1 Director (13 Apr 2018 to 9 Dec 2018)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • SMF18 Other Overall Responsibility (24 Sep 2024 to 2 Dec 2024)
    • [FCA CF] Material risk taker (20 Aug 2024 to 1 Dec 2024)
  • LGIM Real Assets (Operator) Limited (no longer approved here)

    FRN 447041

    • SMF3 Executive Director (24 Sep 2024 to 2 Dec 2024)
    • [FCA CF] Material risk taker (20 Aug 2024 to 1 Dec 2024)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Material risk taker (20 Aug 2024 to 2 Dec 2024)
    • [FCA CF] Material risk taker (20 Aug 2024 to 1 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (20 Aug 2024 to 1 Dec 2024)
  • LGGP MANAGEMENT LIMITED (no longer approved here)

    FRN 793552

    • [FCA CF] Material risk taker (20 Aug 2024 to 1 Dec 2024)
  • Pemberton Capital Advisors LLP (no longer approved here)

    FRN 561640

    • Director of firm who is not a certification employee or a SMF manager (22 Feb 2021 to 5 Mar 2025)
    • CF2 Non Executive Director (2 Sep 2014 to 13 Sep 2016)
  • Legal & General Home Finance Limited (no longer approved here)

    FRN 303418

    • SMF7 Group Entity Senior Manager (11 Mar 2020 to 9 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.