Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Apr 2023)
- CF2 Non Executive Director (9 Jul 2014 to 8 Dec 2019)
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- SMF10 Chair of the Risk Committee (7 Mar 2016 to 8 Apr 2021)
- CF2 Non Executive Director (8 Apr 2014 to 6 Mar 2016)
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- CF3 Chief Executive (22 Apr 2010 to 19 Aug 2011)
- CF1 Director (9 Jul 2002 to 4 Jul 2012)
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- CF8 Apportionment and Oversight (22 Apr 2010 to 19 Aug 2011)
- CF1 Director (11 Nov 2002 to 4 Jul 2012)
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- CF8 Apportionment and Oversight (22 Apr 2010 to 21 May 2010)
- CF1 Director (14 Jan 2005 to 4 Jul 2012)
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- CF1 Director (16 Jun 2006 to 4 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.