Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 2 Aug 2024)
- [FCA CF] Client dealing (since 1 Apr 2020)
- [FCA CF] Material risk taker (1 Jan 2022 to 22 Mar 2022)
- CF30 Customer (28 Oct 2017 to 8 Dec 2019)
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- [PRA CF] Key function holder (since 10 Dec 2018)
- SMF3 Executive Director (10 Dec 2018 to 20 Sep 2024)
- [FCA CF] Client dealing (10 Dec 2018 to 29 Apr 2025)
- CF1 Director (28 Nov 2018 to 9 Dec 2018)
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- [FCA CF] Material risk taker (9 Mar 2021 to 17 Mar 2022)
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- [FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)
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- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 17 May 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.