Janet Irene Carey

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IRN: JIC01016
Last updated: 2 weeks ago

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Prudential Pensions Limited (no longer approved here)
FRN 110434
- CF10 Compliance Oversight (29 Jan 2015 to 30 Sep 2018)
Prudential Lifetime Mortgages Limited (no longer approved here)
FRN 119350
- CF10 Compliance Oversight (29 Jan 2015 to 30 Sep 2018)
The Prudential Assurance Company Limited (no longer approved here)
FRN 139793
- CF10 Compliance Oversight (29 Jan 2015 to 30 Sep 2018)
Prudential Distribution Limited (no longer approved here)
FRN 194709
- CF10 Compliance Oversight (29 Jan 2015 to 30 Sep 2018)
M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- CF10 Compliance Oversight (29 Jan 2015 to 30 Sep 2018)
Daiwa Corporate Advisory Limited (no longer approved here)
FRN 175853
- CF10 Compliance Oversight (16 Jan 2012 to 31 Dec 2014)
- CF11 Money Laundering Reporting (16 Jan 2012 to 31 Dec 2014)
- CF1 Director (16 Jan 2012 to 31 Dec 2014)
First Sentier Investors (UK) IM Limited (no longer approved here)
FRN 119367
- CF1 Director (17 Jan 2011 to 15 Dec 2011)
- CF10 Compliance Oversight (19 Apr 2010 to 15 Dec 2011)
- CF28 Systems and controls (19 Apr 2010 to 15 Dec 2011)
- CF11 Money Laundering Reporting (19 Apr 2010 to 15 Dec 2011)
First Sentier Investors International IM Limited (no longer approved here)
FRN 122512
- CF1 Director (17 Jan 2011 to 15 Dec 2011)
- CF11 Money Laundering Reporting (19 Apr 2010 to 15 Dec 2011)
- CF10 Compliance Oversight (19 Apr 2010 to 15 Dec 2011)
- CF28 Systems and controls (19 Apr 2010 to 15 Dec 2011)
First Sentier Investors (UK) Funds Limited (no longer approved here)
FRN 143359
- CF1 Director (17 Jan 2011 to 15 Dec 2011)
- CF10 Compliance Oversight (19 Apr 2010 to 15 Dec 2011)
- CF11 Money Laundering Reporting (19 Apr 2010 to 15 Dec 2011)
- CF28 Systems and controls (19 Apr 2010 to 15 Dec 2011)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- CF10 Compliance Oversight (1 Dec 2001 to 25 Jul 2003)
- CF11 Money Laundering Reporting (1 Dec 2001 to 25 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.