Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Northern Trust Company
FRN 122020
- [FCA CF] Significant management (since 9 Apr 2025)
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Northern Trust Global Services SE
FRN 829966
- [FCA CF] Significant management (since 9 Apr 2025)
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- [FCA CF] Material risk taker (17 Mar 2021 to 20 Jan 2022)
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- [FCA CF] Material risk taker (9 Mar 2021 to 20 Jan 2022)
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)
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- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 17 May 2021)
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- [FCA CF] Significant management (9 Dec 2019 to 20 Jan 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 20 Jan 2022)
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- [FCA CF] Material risk taker (9 Dec 2019 to 9 Mar 2021)
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.