Graham Moles

• LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED

  FRN 119272

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2021)
  • CF30 Customer (11 Mar 2015 to 8 Dec 2019)
• LGIM Real Assets (Operator) Limited (no longer approved here)

  FRN 447041

  • [FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)
  • [FCA CF] Manager of certification employee (1 Apr 2020 to 12 Jul 2021)
• Legal and General Assurance (Pensions Management) Limited (no longer approved here)

  FRN 202202

  • [FCA CF] Manager of certification employee (10 Dec 2019 to 12 Jul 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2021)
  • [PRA CF] Managing a material risk taker (10 Dec 2018 to 31 Aug 2021)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 22 Jun 2021)
  • [PRA CF] Managing a material risk taker (10 Dec 2018 to 31 Aug 2021)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2021)

No changes recorded yet.