Emma McLean

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED
FRN 119272
- [FCA CF] Client dealing (since 13 Nov 2023)
- [FCA CF] Manager of certification employee (11 May 2021 to 24 Oct 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Nov 2022)
- CF30 Customer (25 Apr 2017 to 8 Dec 2019)
Legal and General Assurance (Pensions Management) Limited (no longer approved here)
FRN 202202
- [FCA CF] Client dealing (13 Nov 2023 to 20 Feb 2024)
- [FCA CF] Manager of certification employee (11 May 2021 to 24 Oct 2022)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (7 Apr 2011 to 30 Jul 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.