David Philip Emes

• LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED

  FRN 119272

  • [FCA CF] Manager of certification employee (since 10 Oct 2025)
  • [FCA CF] Client dealing (since 3 Jan 2024)
• Legal and General Assurance (Pensions Management) Limited (no longer approved here)

  FRN 202202

  • [FCA CF] Client dealing (3 Jan 2024 to 20 Feb 2024)
• Aviva Investors Global Services Limited (no longer approved here)

  FRN 119178

  • CF30 Customer (27 Aug 2009 to 2 Sep 2013)
• ARDIAN INVESTMENT UK LIMITED (no longer approved here)

  FRN 462092

  • CF30 Customer (1 Nov 2007 to 3 Apr 2009)
  • CF27 Investment Management (8 Mar 2007 to 31 Oct 2007)
• AXA Investment Managers GS Limited (no longer approved here)

  FRN 188523

  • CF27 Investment Management (1 Jan 2006 to 24 Apr 2007)
• PineBridge Investments Europe Limited (no longer approved here)

  FRN 122531

  • CF26 Customer Trading (22 Jul 2003 to 26 Aug 2005)
• Daiwa Corporate Advisory Limited (no longer approved here)

  FRN 175853

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Apr 2003)

No changes recorded yet.