Date authorised
1 April 2013
Companies House
05654928
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Grafton St
    London
    W1S 4FE
    UNITED KINGDOM
    Phone
    +442071544312
  • Complaints Contact

    1 Grafton Street
    London
    Westminster
    W1S 4FE
    UNITED KINGDOM
    Phone
    +442071544312

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alessandro Nuti

    IRN AXN01386

    • CF30 Customer (3 Jun 2015 to 22 Jun 2018)
  • Alexandre Antoine Morris Monteux

    IRN AAM01115

    • CF27 Investment Management (8 Mar 2007 to 6 Aug 2007)
  • Alexandre Godefroy Maxime Motte

    IRN AXM05611

    • [FCA CF] Material risk taker (since 1 Jul 2025)
  • Alfred Miranda

    IRN AXM01045

    • [FCA CF] Significant management (12 Jan 2022 to 13 Oct 2025)
  • Andrew Samuel Liau

    IRN ASL01038

    • [FCA CF] Material risk taker (18 Sep 2020 to 30 Nov 2020)
    • [FCA CF] Client dealing (18 Sep 2020 to 30 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 18 Sep 2020)
    • CF1 Director (8 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (17 Mar 2009 to 8 Dec 2019)
  • Antony Prior

    IRN AXP00660

    • [FCA CF] Significant management (1 Aug 2022 to 30 Nov 2024)
  • Arabella Bradley

    IRN AXB01382

    • SMF16 Compliance Oversight (since 17 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jul 2023)
  • Armelle Louise Suzanne Goury

    IRN ALG01032

    • CF30 Customer (1 Nov 2007 to 13 Jul 2011)
    • CF27 Investment Management (8 Mar 2007 to 31 Oct 2007)
  • Arnaud Chaleac

    IRN AXC00534

    • [FCA CF] Material risk taker (1 Jan 2024 to 13 Oct 2025)
    • [FCA CF] Significant management (16 Mar 2021 to 1 Jan 2024)
  • Arnaud Mercier

    IRN AXM03228

    • [FCA CF] Material risk taker (since 1 Mar 2022)
    • [FCA CF] Significant management (since 1 Mar 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (9 Dec 2011 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.