Andrew Samuel Liau

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • H.I.G. EUROPEAN CAPITAL PARTNERS, LLP

    FRN 462404

    • [FCA CF] Significant management (since 11 Jan 2021)
  • ARDIAN INVESTMENT UK LIMITED (no longer approved here)

    FRN 462092

    • [FCA CF] Client dealing (18 Sep 2020 to 30 Nov 2020)
    • [FCA CF] Material risk taker (18 Sep 2020 to 30 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 18 Sep 2020)
    • CF1 Director (8 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (17 Mar 2009 to 8 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (5 Nov 2003 to 15 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.