Date authorised
1 April 2013
Companies House
05654928
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Grafton St
    London
    W1S 4FE
    UNITED KINGDOM
    Phone
    +442071544312
  • Complaints Contact

    1 Grafton Street
    London
    Westminster
    W1S 4FE
    UNITED KINGDOM
    Phone
    +442071544312

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • BRUNO SERGE LEON LADRIERE

    IRN BSL01026

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Jan 2013 to 8 Dec 2019)
  • Benjamin Garfield Kennedy

    IRN BGK01015

    • [FCA CF] Client dealing (since 20 Jun 2022)
  • Benoit Charles Eric Verbrugghe

    IRN BCV00003

    • [FCA CF] Client dealing (1 Jan 2022 to 30 Jun 2024)
    • [FCA CF] Significant management (1 Jan 2022 to 30 Jun 2024)
    • [FCA CF] Material risk taker (1 Jan 2022 to 30 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
    • CF1 Director (17 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2011 to 8 Dec 2019)
  • Bertrand Andre-Philippe Chevalier

    IRN BAC01107

    • SMF3 Executive Director (since 9 Sep 2022)
    • [FCA CF] Significant management (10 Mar 2021 to 9 Sep 2022)
    • [FCA CF] Material risk taker (10 Mar 2021 to 9 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2022)
    • CF30 Customer (28 Jan 2016 to 8 Dec 2019)
  • Caline Haddad

    IRN CXH00354

    • [FCA CF] Material risk taker (since 1 Jan 2026)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Caroline Sophie Anne Letellier

    IRN CSL01041

    • [FCA CF] Client dealing (since 17 Mar 2021)
    • [FCA CF] Significant management (since 17 Mar 2021)
    • [FCA CF] Material risk taker (since 17 Mar 2021)
    • CF30 Customer (2 May 2013 to 8 Dec 2019)
  • Cyril AUGER

    IRN CXA01415

    • [FCA CF] Material risk taker (since 4 Jun 2025)
    • [FCA CF] Significant management (since 4 Jun 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Dec 2011 to 8 Dec 2019)
  • Daryl Li

    IRN DXL00202

    • [FCA CF] Material risk taker (since 29 Mar 2021)
    • [FCA CF] Significant management (29 Mar 2021 to 31 Dec 2025)
    • [FCA CF] Client dealing (29 Mar 2021 to 31 Dec 2025)
  • David Philip Emes

    IRN DPE01011

    • CF30 Customer (1 Nov 2007 to 3 Apr 2009)
    • CF27 Investment Management (8 Mar 2007 to 31 Oct 2007)
  • Dominique Marie Christian Jacques Gaillard

    IRN DMG01104

    • CF1 Director (2 May 2014 to 24 Oct 2018)
    • CF30 Customer (4 Apr 2011 to 31 Dec 2018)
    • CF2 Non Executive Director (8 Mar 2007 to 26 Apr 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.