Date authorised
1 April 2013
Companies House
05654928
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Grafton St
    London
    W1S 4FE
    UNITED KINGDOM
    Phone
    +442071544312
  • Complaints Contact

    1 Grafton Street
    London
    Westminster
    W1S 4FE
    UNITED KINGDOM
    Phone
    +442071544312

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dominique Marie Laurence Senequier

    IRN DMS01202

    • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2022)
    • CF1 Director (1 May 2014 to 8 Dec 2019)
    • CF30 Customer (4 Apr 2011 to 8 Dec 2019)
    • CF2 Non Executive Director (8 Mar 2007 to 26 Apr 2014)
  • Edouard Jean Henri Boscher

    IRN EJB01134

    • CF30 Customer (25 Apr 2013 to 8 Dec 2019)
  • Edouard Jean Henri Boscher

    IRN EXB00171

    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2023)
  • Edward Oliver Henry Little

    IRN EOL01002

    • [FCA CF] Significant management (since 4 Jun 2025)
    • [FCA CF] Client dealing (since 4 Jun 2025)
    • CF30 Customer (19 Mar 2018 to 8 Dec 2019)
  • Eric Hensen

    IRN EXH01332

    • CF30 Customer (10 Oct 2018 to 8 Dec 2019)
  • Felix Signorell

    IRN FXS01458

    • CF30 Customer (8 Jan 2015 to 8 Dec 2019)
  • Florian Kluge

    IRN FXK00103

    • [FCA CF] Material risk taker (24 Nov 2023 to 13 Oct 2025)
  • Franck Tam Nguyen Quang

    IRN FXN00013

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Jan 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Jan 2021)
  • Franck Tom Nguyen Quang

    IRN FTN00004

    • CF30 Customer (31 Dec 2007 to 8 Dec 2019)
    • CF1 Director (8 Mar 2007 to 4 Jan 2011)
  • Gaelle Brouard

    IRN GXB00285

    • [FCA CF] Material risk taker (1 Jan 2024 to 13 Oct 2025)
    • [FCA CF] Significant management (16 Mar 2021 to 1 Jan 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.