Date authorised
1 April 2013
Companies House
05654928
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Grafton St
    London
    W1S 4FE
    UNITED KINGDOM
    Phone
    +442071544312
  • Complaints Contact

    1 Grafton Street
    London
    Westminster
    W1S 4FE
    UNITED KINGDOM
    Phone
    +442071544312

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Georges Van Den Bosch Wazen

    IRN GXW01663

    • [FCA CF] Material risk taker (1 Mar 2022 to 26 Apr 2024)
    • [FCA CF] Significant management (4 Oct 2021 to 26 Apr 2024)
    • [FCA CF] Client dealing (17 Mar 2021 to 26 Apr 2024)
    • CF30 Customer (28 Jan 2016 to 8 Dec 2019)
  • Glenn Richard

    IRN GXR01502

    • CF30 Customer (25 Apr 2013 to 8 Dec 2019)
  • Glenn Richard

    IRN GXR00224

    • [FCA CF] Significant management (since 26 Mar 2025)
    • [FCA CF] Material risk taker (since 26 Mar 2025)
    • [FCA CF] Client dealing (since 1 Feb 2023)
  • Gregory Pierre-Michel Christian Buscayret

    IRN GPB01108

    • [FCA CF] Significant management (18 Jan 2023 to 1 Aug 2023)
  • Guillaume Amphoux

    IRN GXA00287

    • [FCA CF] Significant management (since 4 Jun 2025)
    • [FCA CF] Material risk taker (since 4 Jun 2025)
  • Guillaume Chinardet

    IRN GXC00254

    • [FCA CF] Material risk taker (since 16 Mar 2021)
    • [FCA CF] Significant management (16 Mar 2021 to 31 Dec 2025)
    • [FCA CF] Client dealing (16 Mar 2021 to 31 Dec 2025)
  • Harshil Raaj Nilesh Rabheru

    IRN HRR01021

    • CF30 Customer (27 Sep 2016 to 8 Dec 2019)
  • Hugo Lauque

    IRN HXL00078

    • SMF3 Executive Director (since 24 Aug 2021)
    • [FCA CF] Material risk taker (22 Mar 2021 to 24 Aug 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 24 Aug 2021)
  • INGMAR VALLANO

    IRN IXV01055

    • SMF3 Executive Director (9 Dec 2019 to 7 May 2021)
    • CF1 Director (23 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (25 Apr 2013 to 8 Dec 2019)
  • Inigo Weston

    IRN IXW01212

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
    • CF30 Customer (13 Jan 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.