Date authorised
1 April 2013
Companies House
05654928
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Grafton St
    London
    W1S 4FE
    UNITED KINGDOM
    Phone
    +442071544312
  • Complaints Contact

    1 Grafton Street
    London
    Westminster
    W1S 4FE
    UNITED KINGDOM
    Phone
    +442071544312

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Isabelle Esther Zerada Strujan

    IRN IXS00265

    • [FCA CF] Material risk taker (8 Jan 2024 to 13 Oct 2025)
  • Jan Philipp Schmitz

    IRN JPS01262

    • SMF3 Executive Director (since 13 Feb 2021)
    • CF30 Customer (14 Jan 2015 to 8 Dec 2019)
  • Jeremie Delecourt

    IRN JXD00393

    • [FCA CF] Significant management (16 Mar 2021 to 22 Sep 2023)
    • [FCA CF] Manager of certification employee (16 Mar 2021 to 22 Sep 2023)
    • [FCA CF] Material risk taker (16 Mar 2021 to 22 Sep 2023)
  • Jonathan Michael Hillgarth-Williams

    IRN JMW01331

    • CF30 Customer (28 Jan 2016 to 8 Dec 2019)
  • Juan Angoitia-Grijalba

    IRN JXA00393

    • [FCA CF] Significant management (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 23 May 2022)
  • Karine Vuillot

    IRN KXV00027

    • [FCA CF] Material risk taker (1 Jan 2024 to 13 Oct 2025)
    • [FCA CF] Significant management (16 Mar 2021 to 1 Jan 2024)
  • Kevin Andre Marcel Le Toux

    IRN KAL01088

    • CF30 Customer (4 Nov 2016 to 8 Dec 2019)
  • Laure Valance

    IRN LXV00038

    • [FCA CF] Material risk taker (1 Jan 2024 to 13 Oct 2025)
    • [FCA CF] Manager of certification employee (27 Jan 2022 to 1 Jan 2024)
    • [FCA CF] Significant management (27 Jan 2022 to 1 Jan 2024)
  • Liam Michael Jacobs

    IRN LMJ01039

    • CF30 Customer (18 Dec 2015 to 31 Aug 2018)
  • Luigi Tommasini

    IRN LXT01161

    • CF3 Chief Executive (2 Oct 2008 to 1 Nov 2010)
    • CF30 Customer (1 Nov 2007 to 1 Nov 2010)
    • CF27 Investment Management (8 Mar 2007 to 31 Oct 2007)
    • CF1 Director (8 Mar 2007 to 1 Nov 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.