David Rough

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • SMF13 Chair of the Nominations Committee (10 May 2018 to 10 Jun 2019)
    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 29 Sep 2017)
    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 29 Sep 2017)
    • SMF9 Chair of the Governing Body (7 Mar 2016 to 10 Jun 2019)
    • CF2 Non Executive Director (10 Feb 2004 to 6 Mar 2016)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF8 Apportionment and Oversight (26 Mar 2002 to 26 Mar 2002)
    • CF1 Director (1 Dec 2001 to 31 Dec 2001)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • CF16 Significant Mgt (Desgntd Investment Business) (10 Jan 2002 to 30 Jun 2002)
    • CF1 Director (1 Dec 2001 to 31 Dec 2001)
    • CF3 Chief Executive (1 Dec 2001 to 31 Dec 2001)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2001)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF1 Director (1 Dec 2001 to 31 Dec 2001)
  • FAIRMEAD INSURANCE LIMITED (no longer approved here)

    FRN 202050

    • CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2002)
  • Legal and General Assurance (Pensions Management) Limited (no longer approved here)

    FRN 202202

    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2001)
    • CF1 Director (1 Dec 2001 to 31 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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