Date authorised
1 April 2013
Companies House
00423930
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +441483568161
  • Complaints Contact

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +4403301239970

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Paul Clark

    IRN APC00053

    • CF29 Significant management (1 Nov 2007 to 30 Jun 2012)
    • Responsible for Insurance Mediation (30 Jan 2007 to 7 Mar 2012)
    • CF17 Significant Mgt (Other Business Operations) (30 Jan 2007 to 31 Oct 2007)
  • Akhil Deepak Lalwani

    IRN AXL00795

    • [FCA CF] Significant management (since 2 Jun 2025)
    • [FCA CF] Material risk taker (since 2 Jun 2025)
  • Alison Jane Rayner

    IRN AJR01425

    • SMF16 Compliance Oversight (since 15 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Feb 2023)
  • Alison Paterson

    IRN AXP00031

    • [FCA CF] Significant management (since 9 Sep 2020)
  • Allison Aitken

    IRN AXA44385

    • [FCA CF] Significant management (24 Nov 2023 to 1 Sep 2025)
  • Andrew James Dawson

    IRN AJD01231

    • CF29 Significant management (1 Nov 2007 to 31 Jul 2008)
    • CF1 Director (25 Aug 2004 to 31 Jul 2008)
    • CF20 Significant Mgt (Settlements) (13 Apr 2004 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (23 Feb 2004 to 13 Apr 2004)
  • Andrew John Gascoyne

    IRN AJG01203

    • SMF5 Head of Internal Audit (18 Feb 2020 to 27 Aug 2021)
  • Angus John McAlpine Halton

    IRN AJH01360

    • CF11 Money Laundering Reporting (18 Jul 2002 to 9 Jul 2003)
  • Anura Mahinda Webb

    IRN AMW01120

    • CF29 Significant management (29 Jul 2008 to 31 Dec 2011)
    • CF1 Director (29 Jul 2008 to 31 Dec 2011)
  • Ashish Vinodkumar Patel

    IRN AXP00596

    • SMF24 Chief Operations (26 Jun 2023 to 20 Sep 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.