Date authorised
1 April 2013
Companies House
00423930
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +441483568161
  • Complaints Contact

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +4403301239970

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Baldeep Singh Johal

    IRN BSJ01027

    • SIMF20 Chief Actuary Function (10 Jun 2016 to 2 May 2017)
  • Barbara Bader-Klein

    IRN BXB00102

    • [FCA CF] Significant management (20 Dec 2022 to 19 Jul 2023)
  • Benjamin Michael Turner

    IRN BXT81835

    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Significant management (since 1 Jan 2023)
    • SMF24 Chief Operations (16 Sep 2020 to 31 Dec 2022)
  • Bernadine Ann Burnell

    IRN BAB01089

    • CF28 Systems and controls (25 Jul 2013 to 13 Dec 2013)
  • Carole Anne Avis

    IRN CAA01079

    • SMF4 Chief Risk (10 Dec 2018 to 31 Dec 2019)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (26 May 2015 to 6 Mar 2016)
  • Carole Deadman

    IRN CXD00429

    • [FCA CF] Significant management (24 Jan 2023 to 16 Jun 2023)
  • Catherine Rosemary Reid Vine-Lott

    IRN CRA01019

    • CF8 Apportionment and Oversight (24 Jul 2003 to 1 Aug 2006)
    • CF1 Director (1 Dec 2001 to 1 Aug 2006)
  • Charlotte Wills

    IRN CXW00135

    • [FCA CF] Significant management (7 Jan 2021 to 1 Jul 2022)
  • Cheryl Agius

    IRN CXA01635

    • SMF1 Chief Executive (10 Dec 2018 to 31 Jul 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Jul 2019)
    • Responsible for Insurance Mediation (23 Feb 2018 to 30 Sep 2018)
    • SIMF1 Chief Executive Function (25 Apr 2017 to 9 Dec 2018)
  • Christian Dinesen

    IRN CTD01015

    • SMF11 Chair of the Audit Committee (14 Apr 2020 to 6 Apr 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.