Carole Anne Avis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INVESTMENT DISCOUNTS ON LINE LIMITED (no longer approved here)

    FRN 197451

    • [FCA CF] Significant management (1 Apr 2020 to 14 Apr 2022)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • [FCA CF] Significant management (1 Apr 2020 to 14 Apr 2022)
    • CF28 Systems and controls (26 May 2015 to 8 Dec 2019)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • [FCA CF] Significant management (10 Dec 2018 to 14 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 14 Apr 2022)
    • CF28 Systems and controls (26 May 2015 to 6 Mar 2016)
    • CF29 Significant management (14 Jul 2009 to 26 May 2015)
  • FAIRMEAD INSURANCE LIMITED (no longer approved here)

    FRN 202050

    • SMF4 Chief Risk (10 Dec 2018 to 31 Dec 2019)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (26 May 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.