Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CBRE Investment Management Indirect Limited
FRN 159366
- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Feb 2026)
- [FCA CF] Material risk taker (since 9 Feb 2026)
- SMF16 Compliance Oversight (since 30 Jan 2026)
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- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Feb 2026)
- [FCA CF] Material risk taker (since 9 Feb 2026)
- SMF16 Compliance Oversight (since 30 Jan 2026)
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- [FCA CF] Material risk taker (1 Jan 2024 to 5 Jul 2024)
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- [FCA CF] Material risk taker (1 Jan 2024 to 5 Jul 2024)
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- [FCA CF] Material risk taker (1 Jan 2024 to 5 Jul 2024)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2024 to 5 Jul 2024)
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- [FCA CF] Material risk taker (1 Jan 2024 to 5 Jul 2024)
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- [FCA CF] Material risk taker (9 Dec 2019 to 13 Oct 2023)
- [FCA CF] Significant management (9 Dec 2019 to 13 Oct 2023)
- CF28 Systems and controls (14 Nov 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.