Investacc Limited

Date authorised
1 April 2013
Companies House
02719226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Solway House Business Park
    Kingstown
    Carlisle
    CA6 4BY
    UNITED KINGDOM
    Phone
    +4401228538988
    Web
    https://www.investacc.co.uk

  • Complaints Contact

    Solway House Business Park
    Kingstown
    Carlisle
    CA6 4BY
    UNITED KINGDOM
    Phone
    +4401228538988

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Mirfin

    IRN GXM01396

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Mar 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF24 Pension Transfer Specialist (27 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Sep 2002 to 27 Jun 2005)
  • Geoffrey Neil Bell

    IRN GNB01033

    • CF22 Investment Adviser (Trainee) (12 May 2006 to 9 Jun 2006)
  • George Peter Ritchie

    IRN GPR00001

    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF21 Investment Adviser (4 Oct 2004 to 31 Oct 2007)
  • Iain Charles Andrews

    IRN ICA00006

    • CF1 Director (AR) (5 Mar 2013 to 26 Jul 2017)
    • CF30 Customer (5 Mar 2013 to 26 Jul 2017)
  • Ian David Townsend

    IRN IDT01016

    • CF30 Customer (1 Nov 2007 to 19 Jul 2010)
    • CF21 Investment Adviser (7 Sep 2004 to 31 Oct 2007)
  • James Gillespie

    IRN JRG00017

    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2003)
  • James Michael Allan

    IRN JMA00015

    • CF30 Customer (20 Jan 2010 to 30 Jun 2010)
  • Jeffrey Thurlbeck

    IRN JXT00079

    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF21 Investment Adviser (15 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Jan 2006 to 15 Jan 2007)
  • Jenny Cartwright

    IRN JXC00278

    • CF21 Investment Adviser (16 May 2006 to 11 May 2007)
  • Joanne Claire Faithorn

    IRN JCS01133

    • CF30 Customer (1 Nov 2007 to 7 Feb 2012)
    • CF22 Investment Adviser (Trainee) (11 Sep 2007 to 31 Oct 2007)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.