James Michael Allan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (15 Feb 2011 to 6 Jun 2016)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (76)Employed By (15 Feb 2011 to 6 Jun 2016)
Investacc Limited (no longer approved here)
FRN 154918
- CF30 Customer (20 Jan 2010 to 30 Jun 2010)
Chartford Financial Management Ltd (no longer approved here)
FRN 192085
- Employed By (20 Jan 2010 to 30 Jun 2010)
The Whitechurch Network Limited (no longer approved here)
FRN 190859
- CF30 Customer (13 Jun 2008 to 26 Nov 2009)
- CF1 Director (AR) (13 Jun 2008 to 11 Feb 2011)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (29 Mar 2006 to 29 Oct 2007)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (29 Mar 2006 to 29 Aug 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.