Jenny Cartwright

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (17 Feb 2020 to 19 Dec 2023)
    • [FCA CF] Client dealing (17 Feb 2020 to 19 Dec 2023)
    • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (7 May 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Jun 2004 to 15 Oct 2004)
    • CF22 Investment Adviser (Trainee) (29 May 2003 to 30 Jun 2004)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF30 Customer (25 May 2011 to 1 Jan 2013)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (29 Apr 2010 to 6 May 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 9 Apr 2010)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • Investacc Limited (no longer approved here)

    FRN 154918

    • CF21 Investment Adviser (16 May 2006 to 11 May 2007)
  • Thomas Westcott Financial Management Ltd (no longer approved here)

    FRN 207990

    • Employed By (16 May 2006 to 11 May 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (22 Dec 2005 to 23 Jun 2006)
    • CF22 Investment Adviser (Trainee) (22 Oct 2004 to 22 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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