Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (22 Jul 2024 to 18 Nov 2024)
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- [FCA CF] Functions requiring qualifications (3 Nov 2023 to 9 Aug 2024)
- [FCA CF] Client dealing (3 Nov 2023 to 4 Nov 2023)
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- CF1 Director (AR) (1 Sep 2021 to 6 Nov 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Nov 2023)
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- CF30 Customer (13 Jan 2010 to 13 Jan 2012)
- CF1 Director (AR) (23 Nov 2006 to 29 Nov 2013)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2003)
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- (5)Employed By (13 Nov 1999 to 1 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.